Core Viewpoint - KJY (科净源) has been fined a total of 3 million yuan by the Beijing Securities Regulatory Bureau for violations related to information disclosure, specifically concerning guarantees provided by its wholly-owned subsidiary without proper board and shareholder approval [1][2]. Group 1: Company Violations - KJY's subsidiary, Beijing KJY Equipment Installation Engineering Co., Ltd., provided guarantees totaling 150 million yuan to three companies without following necessary approval procedures [1]. - The Beijing Securities Regulatory Bureau issued a warning to KJY and imposed a fine of 1.5 million yuan for the failure to disclose the guarantees in a timely manner [1]. Group 2: Individual Accountability - Li Chongxin, the former general manager of KJY and legal representative of the installation company, was held directly responsible for the violations and fined 600,000 yuan [1]. - Wang Shuo, a former supervisor and accountant at KJY, was also penalized for his role in the violations and for not cooperating with the investigation, receiving a fine of 500,000 yuan [1]. - Zhao Lei, the former deputy general manager and financial director, was fined 400,000 yuan for insufficient attention to the guarantee fund allocation [2].
科净源信披违规会计人员不配合调查 合计被罚300万元