因存在多项违规行为，瀚源私募被监管警示

Group 1 - The core issue identified by the Guangxi Securities Regulatory Bureau is that Guangxi Hanyuan Private Fund Management Co., Ltd. (referred to as "Hanyuan Private Fund") had its actual controller, Chen Lining, intervene in the management activities of the fund without following legal procedures [1] - Hanyuan Private Fund was found to have inadequate internal control mechanisms, including the use of personal mobile phones by fund managers for trading, lack of effective risk prevention measures, and absence of a proper seal management system [1] - The company did not conduct regular comprehensive risk assessments for outsourced business and failed to maintain complete investment decision records for one of its managed private securities investment funds [1] Group 2 - The office location of Hanyuan Private Fund was deemed not independent, and there was a discrepancy between the registered office address with the fund industry association and the actual office address, which was not updated in a timely manner [1] - As a result of these violations, the Guangxi Securities Regulatory Bureau decided to issue a warning letter as a supervisory management measure against Hanyuan Private Fund and Chen Lining [1]