因未建立私募基金产品风险评级制度等问题,珠海聚隆私募被监管责令改正
Bei Jing Shang Bao·2025-10-20 11:09

Core Viewpoint - The Guangdong Securities Regulatory Bureau announced regulatory measures against Zhuhai Julong Private Fund Management Co., Ltd. for multiple violations related to risk assessment and investor suitability [1] Group 1: Regulatory Violations - Zhuhai Julong Private Fund failed to establish a risk rating system for its private fund products [1] - The company did not conduct or commission third-party risk assessments for the managed fund products [1] - There was a lack of clear suitability matching opinions for individual investors [1] Group 2: Compliance Issues - The firm did not prudently review asset proof documents provided by individual investors [1] - There was a failure to timely update information regarding the management and staff [1]

因未建立私募基金产品风险评级制度等问题,珠海聚隆私募被监管责令改正 - Reportify