国信证券一营业部员工违规操作他人证券账户被警示

Core Viewpoint - The Shanxi Securities Regulatory Bureau issued a warning letter to Zou Hui, an employee of Guosen Securities, for operating another person's securities account, which violates compliance regulations [1] Summary by Relevant Sections - Regulatory Action - The warning letter was issued due to Zou Hui's actions while working at Guosen Securities' Taiyuan Changxing South Street branch [1] - The behavior was found to be in violation of Article 10, Paragraph 2 of the Compliance Management Measures for Securities Companies and Securities Investment Fund Management Companies [1] - As a result, the regulatory authority decided to implement supervisory measures by issuing a warning letter and recording it in the integrity file of the securities and futures market [1]