Workflow
因原员工向他人销售非公司代销产品,嘉晟瑞信基金被监管出具警示函
Bei Jing Shang Bao·2025-10-22 13:34

Core Points - Tianjin Securities Regulatory Bureau announced that Jiaseng Ruixin (Tianjin) Fund Sales Co., Ltd. violated regulations by allowing individual former employees to sell products not authorized by the company, leading to compliance risks [1] - The bureau decided to issue a warning letter as a supervisory measure against Jiaseng Ruixin Fund and record this incident in the securities and futures market integrity archive [1] - Zheng Zhaohan, a former employee of Jiaseng Ruixin Fund, was also subjected to a warning letter for similar violations during his tenure [1]