代立业集团支付员工离职补偿金，华林证券收到监管警示函

Core Viewpoint - The Tibet Securities Regulatory Bureau has issued administrative regulatory measures against Hualin Securities due to multiple compliance issues, including inadequate execution of personnel recruitment and compensation management, improper payment of severance to certain employees of Shenzhen Liyue Group, and involvement of Liyue Group staff in company operations [2] Group 1: Regulatory Issues - Hualin Securities has been found to violate several regulations, including the "Internal Control Guidelines for Securities Companies," "Corporate Governance Standards for Listed Companies," and "Compliance Management Measures for Securities Companies and Securities Investment Fund Management Companies" [2] - The Tibet Securities Regulatory Bureau has decided to issue a warning letter to Hualin Securities, which will be recorded in the integrity file of the securities and futures market [2] Group 2: Shareholding Structure - Liyue Group is the largest shareholder of Hualin Securities, holding a 64.46% stake [4] - The actual controller of Liyue Group is Lin Li, who holds a 99.9% share [5] Group 3: Previous Regulatory Actions - Hualin Securities has been previously named in regulatory actions, including a warning from the Shanghai Securities Regulatory Bureau in September for non-compliance in employee conduct, specifically regarding unauthorized client solicitation activities [7]