上市首日 ETF发布风险提示！影响超百只

Core Points - The first batch of three Sci-Tech Innovation Growth Layer stocks was listed on the Shanghai Stock Exchange on October 28, with multiple ETFs that participated in the allocation issuing risk warnings [1][2][4] - The ETFs' indicative net asset value (IOPV) on the first trading day only included the issue price of the Sci-Tech Innovation Growth Layer stocks and did not account for market price fluctuations, leading to potential discrepancies between IOPV and the net asset value of the funds [1][4] - Over 100 ETFs and their linked funds participated in the offline allocation of the first batch of Sci-Tech Innovation Growth Layer stocks, with varying allocation ratios among different classes of investors [5][7] ETF Participation and Allocation - The first batch of listed stocks includes He Yuan Bio, Xi'an Yicai, and Bibet, with several ETFs, including those from Huaxia Fund, participating in the online/offline allocation [2][6] - The allocation ratios for different classes of investors were as follows: A1 class investors received 0.081%, A2 class 0.027%, A3 class 0.009%, and B class 0.0089% [5] - A total of 26 ETFs from Huaxia Fund were allocated shares, including various thematic and broad market ETFs [6][7] Risk Factors - The first five trading days of newly listed stocks do not have price fluctuation limits, which increases the risk of significant price volatility [4] - The IOPV of the ETFs on the first trading day may differ from the actual market value due to the exclusion of market price fluctuations in the IOPV calculation [1][4] Allocation Details - Specific allocation amounts for the first batch of stocks were as follows: Bibet at 17.78 CNY with an allocation of 6,971 shares, He Yuan Bio at 29.06 CNY with 7,842 shares, and Xi'an Yicai at 8.62 CNY with 32,866 shares [8][9][10] - The allocation amounts represented a very small percentage of the total net asset value of the respective ETFs, with none exceeding 0.1% [7][8]