上期所三季度处理异常交易行为97起

Core Insights - The Shanghai Futures Exchange (SHFE) has reported on its regulatory activities for Q3 2025, focusing on market monitoring and compliance to ensure stable market operations and protect the rights of all parties involved [1] Regulatory Oversight - In Q3 2025, SHFE monitored market operations of hot commodities, enhancing price monitoring, position control, and behavioral regulation to prevent illegal trading practices that could disrupt price formation [1] - The exchange processed a total of 97 cases of abnormal trading behavior, including 52 instances of self-trading, 17 cases of frequent order cancellations, 5 instances of large order cancellations, and 23 cases of excessive intraday opening positions [1] Control Relationship Investigation - SHFE has intensified its scrutiny of clients who have not proactively reported their actual control relationships, analyzing trading behaviors and regulatory data [1] - In Q3 2025, the exchange identified 1,106 groups comprising 3,144 clients for actual control relationship verification and conducted investigations on 107 groups with 242 clients [1] Compliance Reminder - SHFE has advised traders to be vigilant about compliance risks and to properly report their actual control relationship accounts during daily trading activities [1]