BOCIC(SH:601696) Shen Zhen Shang Bao·2025-10-31 10:15Core Viewpoint - The Chongqing Securities Regulatory Bureau issued a warning letter to Zhongyin International Securities Co., Ltd. due to violations related to improper use of client accounts and inadequate internal management [1] Group 1: Regulatory Actions - Zhongyin International Securities has faced multiple regulatory actions due to compliance issues, including improper management of client accounts and failure to monitor abnormal trading activities [1] - In July, the Inner Mongolia Securities Regulatory Bureau issued a warning letter to the Hohhot branch of Zhongyin International Securities for compliance violations [1] - In June, the Hubei Securities Regulatory Bureau issued a warning letter to an employee for providing investment advice without proper registration [1] - In May, a warning letter was issued to an employee in the Ganzhou branch for exceeding authorized practice limits [1] Group 2: Financial Penalties - A financial supervisor at the Urumqi Dongfeng Road branch of Zhongyin Securities was fined 50,000 yuan for illegal securities trading [2]