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证监会征求意见:基金管理人应监测基金实际投资与业绩比较基准的偏离情况,防范基金风格漂移
Sou Hu Cai Jing·2025-10-31 10:35

Core Viewpoint - The China Securities Regulatory Commission (CSRC) is soliciting public opinions on the draft guidelines for the performance comparison benchmarks of publicly raised securities investment funds, emphasizing the need for fund managers to enhance the stability management of investment styles [1] Group 1: Fund Management Guidelines - Fund managers are required to monitor the deviation of actual investments from performance benchmarks independently from the investment management department to prevent style drift [1] - Different monitoring indicators and thresholds for investment deviations should be prudently set based on product types, investment objectives, and strategies [1] - If warning indicators are triggered, fund managers are expected to make necessary adjustments within a specified timeframe or seek review from the investment decision committee [1] Group 2: Investment Decision Committee Responsibilities - The investment decision committee must prioritize the protection of fund shareholders' interests when deciding on breaches of threshold indicators and should enhance tracking and evaluation of decision execution [1] - The committee is required to analyze fund investment deviations at least quarterly and maintain proper records of the analysis reports for future reference [1]