第一创业(002797.SZ)子公司一创投行被证监会立案

Core Viewpoint - The announcement indicates that the company's wholly-owned subsidiary, First Capital Securities, is under investigation by the China Securities Regulatory Commission (CSRC) for alleged negligence in its supervisory duties related to a convertible bond project of Hongda Xingye Co., Ltd. in 2019 [1] Group 1 - First Capital Securities received a notice of investigation from the CSRC on October 31, 2025 [1] - The investigation is based on allegations of failing to diligently perform its continuous supervision duties [1] - The CSRC's decision to initiate the investigation was made on October 29, 2025, citing violations of the Securities Law and the Administrative Penalty Law of the People's Republic of China [1]