21独家｜赵蕾获聘北银理财首席合规官 具有丰富金融监管经验

Core Viewpoint - The appointment of Zhao Lei as Chief Compliance Officer (CCO) of Beiyin Wealth Management signifies a shift towards enhanced compliance management in financial institutions, aligning with new regulatory requirements set to take effect in March 2025 [1][2]. Group 1: Appointment and Background - Zhao Lei has been appointed as the CCO of Beiyin Wealth Management, pending approval from the Beijing Regulatory Bureau of the National Financial Supervisory Administration [1]. - Zhao Lei previously served as the head of the National Joint Stock Commercial Bank Supervision Division at the Beijing Financial Regulatory Bureau, bringing regulatory experience to the role [1][2]. Group 2: Regulatory Framework - The new compliance management regulations, effective from March 1, 2025, require financial institutions to establish a CCO position, who will report directly to the board and senior management [1]. - The CCO is responsible for overseeing compliance management, including the establishment of compliance systems, supervision of compliance departments, and regular reporting to regulatory authorities [1]. Group 3: Industry Trends - Since the announcement of the new regulations, at least six wealth management subsidiaries of banks have received approval for their CCO appointments, indicating a trend towards strengthening compliance frameworks in the industry [2]. - Experts suggest that having a CCO with regulatory experience can help institutions navigate compliance challenges more effectively and avoid potential penalties [2]. Group 4: Company Performance - Beiyin Wealth Management, a wholly-owned subsidiary of Beijing Bank, has shown positive financial performance, with total assets of 2.861 billion yuan and a net profit of 171 million yuan in the first half of the year, reflecting a year-on-year growth of 12.2% [3]. - As of June 2025, the company managed assets totaling 434 billion yuan, an increase of 44.8 billion yuan, or 11.5%, from the previous year [3].