三七互娱处罚落地:不触及其他风险警示情形

Core Viewpoint - The company, 37 Interactive Entertainment, has received a notice from the China Securities Regulatory Commission (CSRC) regarding administrative penalties for information disclosure violations, with proposed fines exceeding 30 million yuan [2][4]. Group 1: Regulatory Actions - The CSRC issued an administrative penalty notice to the company and several responsible individuals, detailing multiple violations of information disclosure laws [2][4]. - The company and its chairman, Li Weiwei, along with vice chairman Zeng Kaitian, were previously notified of an investigation for suspected information disclosure violations on June 27, 2023 [3]. Group 2: Violations Identified - Four main violations were identified by the CSRC: 1. False records of shareholder holdings in annual reports from 2014 to 2020, where shares were actually held by Li Weiwei and Zeng Kaitian but reported under other names [4]. 2. Omission of the acquisition of Jiangsu Aurora's equity as a related party transaction in the 2018 annual report [4]. 3. Misrepresentation of a 2020 indirect acquisition of Guangzhou 37 as not constituting a related party transaction, along with significant omissions in the annual report [4]. 4. Failure to disclose related party transactions with Hainan Liyuan and others from 2018 to 2021, totaling 1.176 billion yuan [5]. Group 3: Penalties and Company Response - The proposed penalties include a fine of 9 million yuan for the company, 14 million yuan for Li Weiwei, and additional fines for other executives totaling 2.55 million yuan [5]. - The company stated that it does not believe these violations will lead to significant operational impacts and has committed to improving compliance and governance practices [5]. Group 4: Financial Performance - In the third quarter, the company reported revenues of 3.975 billion yuan, a year-on-year decrease of 3.23%, while net profit attributable to shareholders increased by 49.24% to 944 million yuan [7]. - For the first three quarters, total revenue was 12.461 billion yuan, down 6.59%, with net profit up 23.57% to 2.345 billion yuan [7].