甘肃蓝科高新因信披违规收警示函 涉关联交易隐匿及资金占用

Core Viewpoint - Gansu Blue Science and Technology Petrochemical High-tech Equipment Co., Ltd. (referred to as "Blue Science and Technology") and its former controlling shareholder, China Energy Engineering Group Co., Ltd. (referred to as "China Energy"), received a warning letter from the Gansu Securities Regulatory Bureau due to information disclosure violations [1][4]. Summary by Relevant Sections Information Disclosure Violations - The violations primarily involved two aspects: failure to disclose related parties and related transactions, and non-operating fund occupation by related parties [2][3]. Related Party Transactions - Blue Science and Technology did not disclose that Jiangsu Engao Industrial Technology Research Institute Co., Ltd. was a related party under the actual control of China Energy in its annual reports for 2019 and 2020. The related transactions amounted to 44.7643 million yuan and 72.36 million yuan for the respective years [2]. Non-operating Fund Occupation - The company made payments totaling 47 million yuan to a related supplier, which were actually used by China Energy during the period from August 2019 to June 2020. This significant matter was also not disclosed in the annual reports for 2019 and 2020 [3]. Responsibility and Accountability - The Gansu Securities Regulatory Bureau identified that China Energy, as the controlling shareholder, failed to inform about related party information and was directly responsible for the non-operating fund occupation. Key individuals, including the chairman of China Energy and the former chairman and vice president of Blue Science and Technology, were held accountable for the violations [4]. Company Response and Future Actions - Blue Science and Technology acknowledged the issues and stated that the 47 million yuan occupied by China Energy has been fully recovered as of April 23, 2024. The company committed to strengthening its internal control systems and improving compliance with securities laws and regulations [5][6].