Core Points - Liaoning Securities Regulatory Bureau announced regulatory measures against Liaoning Wanyin Investment Management Co., Ltd. for non-compliance in private equity fund operations [3] - The company failed to report personnel departures and office changes to the Asset Management Association of China (AMAC) as required [3] - The firm did not submit the audited annual financial report for 2024 to AMAC [3] - There were deficiencies in the management of funds, including lack of business rights confirmation for investment targets and absence of investment decision-making and post-investment management documentation [3] - The company did not fulfill its private fund filing obligations as mandated [3] - These violations have been recorded in the securities and futures market integrity archives [3]
因从事私募投资基金业务存在问题，辽宁万银投资遭监管责令改正
Sou Hu Cai Jing·2025-11-07 12:05