Core Viewpoint - The company has conducted a self-examination regarding the trading of its stocks by insiders and incentive plan participants during the six months prior to the public disclosure of its 2025 Restricted Stock Incentive Plan, confirming no insider trading occurred [3][7]. Group 1: Incentive Plan Overview - The company’s board approved the 2025 Restricted Stock Incentive Plan and its management measures on October 25, 2025, and disclosed the relevant announcements on the Shanghai Stock Exchange [1][2]. - The incentive plan was developed in compliance with the relevant laws and internal confidentiality regulations, ensuring necessary confidentiality measures were in place [2][7]. Group 2: Self-Examination Process - The self-examination covered insider information recipients and incentive plan participants, with all relevant individuals completing an insider information registration form [2][3]. - The company verified stock trading activities of the identified individuals through the China Securities Depository and Clearing Corporation Limited, Shanghai Branch [2][3]. Group 3: Trading Activities Findings - During the self-examination period, two identified individuals engaged in stock trading, which was based on their independent judgment and personal financial arrangements, with no evidence of insider information usage [3][4]. - A brokerage firm, Guotai Junan Securities Co., Ltd., had some departments and subsidiaries trading the company's stocks, but they maintained strict information barriers to prevent insider trading [4][5]. Group 4: Conclusion of Self-Examination - The company confirmed that no insider trading or information leakage occurred prior to the public announcement of the incentive plan, and all actions by the examined individuals complied with relevant regulations [7].
青岛海泰新光科技股份有限公司关于 2025年限制性股票激励计划内幕信息知情人与激励对象买卖公司股票的 自查报告