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因信息技术管理存在缺陷,安粮期货被安徽证监局采取监管谈话措施
Sou Hu Cai Jing·2025-11-13 11:43

Core Viewpoint - The Anhui Securities Regulatory Bureau has decided to take regulatory talk measures against Anliang Futures Co., Ltd. due to deficiencies in its information technology management and failure to adequately assess risks before system upgrades [1][3]. Group 1: Regulatory Measures - The regulatory talk measures were implemented because the company did not sufficiently evaluate technical and business risks prior to upgrading its information systems [3]. - The company failed to develop a comprehensive testing plan and did not continuously improve test cases and data, indicating flaws in its information technology management [3]. - These actions are in violation of the "Supervision and Administration Measures for Futures Companies" and the "Network and Information Security Management Measures for Securities and Futures Industry" [3]. Group 2: Company Background - Anliang Futures Co., Ltd. was established on July 9, 1996, and is a professional futures operating institution approved by the China Securities Regulatory Commission [3]. - The company holds all licenses for futures industry operations, including commodity futures brokerage, financial futures brokerage, asset management, fund sales, and investment consulting [3]. - Anliang Futures is a member of several exchanges, including the Shanghai Futures Exchange, Dalian Commodity Exchange, Zhengzhou Commodity Exchange, and others, and has a full range of futures business licenses [3].