中金所10月处理违反交易限额行为20起

Core Viewpoint - The China Financial Futures Exchange (CFFEX) has disclosed its self-regulatory measures for October 2025, aimed at preventing market risks, maintaining market order, and protecting the legitimate rights of traders [1] Summary by Categories Self-Regulatory Measures - In October, CFFEX handled 6 cases of exceeding self-trading limits, 11 cases of frequent order cancellations beyond limits, 1 case of large order cancellations exceeding limits, and 1 case of exceeding combined positions due to actual control relationships, involving a total of 52 clients [1] - 24 clients faced restrictions on opening new positions, while 28 clients' members received telephone warnings [1] Violations of Trading Limits - CFFEX processed 20 cases of violations related to trading limits, resulting in restrictions on opening new positions for 79 clients [1] Maintenance of Position Requirements - There were 4 cases where clients maintained positions exceeding their corresponding asset allocation requirements, leading to measures such as requiring adjustments within a specified period and reporting situations for the 4 involved clients [1]