【整理贴】内幕交易相关的法律法规

Core Points - The article outlines the regulations regarding insider trading and the responsibilities of individuals who possess insider information in the context of securities trading in China [2][3][4]. Group 1: Insider Information - Insider information is defined as any undisclosed information related to a company's operations, finances, or any information that could significantly impact the market price of its securities [4]. - Individuals who are considered insiders include company executives, major shareholders, and others who have access to confidential information due to their roles or relationships with the company [3][4]. Group 2: Disclosure Obligations - Companies must promptly report significant events that could affect their stock prices to the relevant regulatory authorities and make public announcements [5][7]. - Significant events include major changes in business strategy, substantial asset transactions, and any legal issues that could impact the company [6][8]. Group 3: Penalties for Insider Trading - Individuals who engage in insider trading or leak insider information face severe penalties, including fines and imprisonment, depending on the severity of the offense [11][14]. - The law stipulates that penalties can range from fines of 500,000 to 5 million yuan, or imprisonment for up to ten years for particularly severe cases [14][15]. Group 4: Legal Framework - The legal framework governing insider trading includes the Securities Law and the Criminal Law, which outline the definitions, responsibilities, and penalties associated with insider trading activities [13][24]. - The regulations emphasize the importance of maintaining market integrity and protecting investors from unfair practices [25][26].