以高质量合规护航行业高质量发展

Core Viewpoint - The training program for chief risk officers of futures companies emphasizes the importance of risk prevention, strong regulation, and promoting high-quality development in the futures market [1][2][3]. Group 1: Regulatory Focus - The Zhengzhou Commodity Exchange (ZCE) is committed to penetrating regulation to ensure early detection of abnormal trading behaviors, thereby maintaining market stability [1]. - ZCE has conducted annual on-site inspections for 19 members and special checks for 22 members regarding fee reductions, while also enhancing the responsibility of members for auditing internet platform content [1]. - From January to October this year, ZCE completed 316 on-site warehouse inspections with the support of member units [1]. Group 2: Risk Management Strategies - The chief risk officers are encouraged to shift from passive responses to proactive frameworks, transforming compliance from a cost burden to a value-creating process [2]. - Key areas of focus for risk management include internal control mechanisms, handling customer complaints, and preventing abnormal trading by clients [2][3]. - A comprehensive risk management system covering all operational aspects is essential for the development of futures companies [2]. Group 3: Training Outcomes - The training provided a platform for chief risk officers to exchange ideas and establish consensus on risk prevention and compliance management [3][4]. - Participants agreed that under stringent regulatory conditions, futures companies must accelerate their transformation to ensure sustainable high-quality development [4]. - The training not only served as a policy interpretation and business learning opportunity but also aimed to reconstruct ideas and mobilize actions for chief risk officers [4].