Core Viewpoint - The Sichuan Securities Regulatory Bureau has issued an administrative regulatory decision against Sichuan Fuyuan Equity Investment Fund Management Co., Ltd. for violations in its private equity fund operations [1][2]. Group 1: Violations Identified - The company engaged in activities unrelated to private equity fund management [1][2]. - The company failed to timely update information regarding its personnel and office address [1][2]. - The company did not establish a sound management system for personnel investment declaration, registration, review, and disposal [1][2]. Group 2: Regulatory Actions - The Sichuan Securities Regulatory Bureau has mandated corrective actions and recorded the violations in the securities and futures market integrity archive [3]. - The company is required to rectify the identified issues within 30 days of receiving the decision and submit a written report to the bureau [3]. - The company has the right to apply for administrative reconsideration or file a lawsuit within specified timeframes if it disagrees with the regulatory measures [3].
四川富元股权投资基金被责令改正,涉管理制度不健全等
Sou Hu Cai Jing·2025-11-26 11:52