因部分从事基金销售业务人员未取得从业资格等，浙江稠州商业银行被责令改正

Core Viewpoint - Zhejiang Securities Regulatory Bureau has issued a corrective order to Zhejiang Chouzhou Commercial Bank due to multiple regulatory violations in its fund sales operations [1][2] Group 1: Regulatory Violations - Some fund sales personnel lacked the necessary qualifications, violating regulations regarding the supervision of public offering securities investment fund sales institutions [1] - Fund promotional materials and sales system revisions were not reviewed by compliance personnel, and compliance staff also held business management responsibilities, breaching multiple regulatory articles [1] - The bank processed fund sales for clients without conducting risk assessments and failed to provide necessary investment documentation, violating investor suitability management regulations [1] Group 2: Administrative Measures - The bank did not submit anti-money laundering materials as required, leading to further regulatory breaches [2] - The Zhejiang Securities Regulatory Bureau has mandated the bank to take corrective actions and submit a written report within 30 days of receiving the order [2] - The bank's compliance with fund sales regulations will be monitored, and the violations will be recorded in the securities market integrity archive [2]