代持未如实披露、违规减持 宝新能源实控人拟被罚没3754万元

Core Viewpoint - The actual controller of Baoneng New Energy, Ye Huane, received two administrative penalty notices from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission for failing to disclose shareholding arrangements and for illegal share reductions, resulting in a total penalty of 37.54 million yuan [1] Summary by Relevant Sections - Administrative Penalties - Ye Huane is to be warned and fined a total of 37.54 million yuan due to undisclosed shareholding arrangements and illegal share reductions [1] - Details of Violations - In January 2017, Ye Huane decided to transfer 111 million shares of Baoneng New Energy (5.11% of total shares) held by Baoliwa Group to Ningyuanxi for holding, without proper disclosure to the company, leading to a proposed fine of 2 million yuan [1] - Between December 20 and 27, 2021, a portion of the shares held in this manner was sold, constituting an illegal reduction of 1.1%, involving an amount of 141 million yuan. Ye Huane is proposed to be warned, have illegal gains of 25.54 million yuan confiscated, and fined 10 million yuan [1] - Impact on the Company - The penalties are stated to be unrelated to the company and its current directors and supervisors, and will not affect the normal production and operation of Baoneng New Energy, nor will it trigger any major illegal delisting scenarios [1]