FCSC(SZ:002797) Xin Lang Cai Jing·2025-12-08 13:15Core Viewpoint - The company’s subsidiary, Yichuang Investment Bank, was fined a total of 16.98 million yuan due to negligence in the supervision of a convertible bond project, highlighting regulatory scrutiny in the investment banking sector [1][2]. Group 1: Regulatory Actions - Yichuang Investment Bank received an administrative penalty notice from the Jiangsu Regulatory Bureau of the China Securities Regulatory Commission (CSRC) for failing to diligently supervise the Hongda Xingye 2019 convertible bond project [1]. - The penalties include a warning, the confiscation of 4.2453 million yuan in underwriting business income, and a fine of 12.7358 million yuan [1]. - The responsible personnel, Fan Benyuan and Song Yao, received warnings and fines of 1.5 million yuan each [1]. Group 2: Company Response - The company has urged Yichuang Investment Bank to learn from the case, accept the penalties sincerely, and enhance operational quality control [2]. - The company emphasized that the violations did not lead to a situation that would trigger mandatory delisting under the Shenzhen Stock Exchange rules [2]. Group 3: Financial Performance - For the first three quarters of 2025, the company reported a revenue of 2.985 billion yuan, representing a year-on-year increase of 24.32% [2]. - The net profit attributable to shareholders was 771 million yuan, up 20.21% year-on-year, while the net profit excluding non-recurring items was 762 million yuan, also reflecting a 20.33% increase [2]. - The basic earnings per share stood at 0.18 yuan [2]. Group 4: Stock Performance - As of December 8, the company's stock price was 6.97 yuan per share, reflecting an increase of 0.87% [3].