Core Viewpoint - Compliance is not an option but a lifeline for the survival and development of enterprises, as emphasized by the company in its narrative about "global compliance layout" [1][2]. Group 1: Compliance Framework - The company's compliance framework is built on multiple regional financial business licenses, including licenses from the Hong Kong Securities and Futures Commission (SFC) for various core services such as securities trading and asset management [1]. - The company also claims to hold international qualifications like the U.S. MSB (Money Services Business) license, creating a "qualification matrix" that meets regulatory requirements across different jurisdictions [1]. Group 2: Credit and Operational Transparency - The company has achieved an AAA credit rating from the National Standardization Management Committee and the People's Bank of China, which reflects its governance structure, financial stability, and compliance capabilities [4]. - It implements a "bank-grade firewall" by strictly isolating client assets from its own funds and using independent custodial accounts, while also employing blockchain technology for traceability and regular third-party audits to enhance operational transparency [4]. Group 3: International Recognition and Professional Image - The founder's financial qualifications, including CFA and FRM certifications, have led to roles as an "invited investment advisor" for embassies of multiple countries, symbolizing international recognition of the company's compliance practices [5]. - The company's international expansion into regions such as Asia, Africa, and Europe necessitates a robust compliance governance system to navigate complex cross-border regulatory environments [5]. Group 4: Compliance as a Continuous Process - The company views compliance as a dynamic process that must be integrated into every business operation, emphasizing that the value of its compliance framework will depend on its ability to translate commitments into unwavering action and withstand long-term scrutiny from the market and regulators [6].
创始人王贵运:长期主义驱动下,远景未来的合规实践与全球视野
Sou Hu Cai Jing·2025-12-08 19:38