因开展证券投资顾问业务存多项违规行为，万隆证券被监管责令改正

Core Viewpoint - Guangdong Securities Regulatory Commission has identified multiple compliance issues with Guangzhou Wanlong Securities Consulting Co., Ltd. during its securities investment advisory operations, leading to regulatory measures requiring corrective actions [1] Summary by Relevant Categories Compliance Issues - Wanlong Securities failed to conduct regular suitability self-assessments and did not adequately implement investor suitability management [1] - The compliance system was found to be inadequate, leading to various violations [1] Misleading Practices - Some marketing communications contained false, exaggerated, or misleading content [1] - Certain employees, not registered as securities investment advisors with the China Securities Association, provided investment advice to clients [1] Advisory Agreements - Investment advice was given to individuals who had not signed advisory service agreements with the company [1] - Some investment recommendations lacked reasonable basis and did not sufficiently warn about risks [1] Regulatory Actions - The Guangdong Securities Regulatory Commission has mandated Wanlong Securities to rectify the identified issues and submit a written report on the corrective measures taken [1]