中银证券：锚定“五观”内核 践行中国特色金融文化

Core Viewpoint - The 20th Central Committee's Fourth Plenary Session emphasizes the importance of high-quality financial development, with Chinese financial culture becoming an internal driving force for the stability and long-term success of financial institutions [1] Group 1: Cultural Foundation - The company integrates the moral view of honesty and trustworthiness with the governance view of compliance as the foundation of its cultural construction, establishing a system of "assessment constraints + institutional guarantees + full-process control" [2] - Employee management incorporates compliance and integrity into cultural value assessment indicators, linking them directly to performance evaluation, promotions, and awards [2] - The company implements full-process compliance responsibilities in core business areas, ensuring adherence to regulations and ethical standards [2] Group 2: Empowering the Real Economy - The company adheres to the principle of balancing righteousness and profit, focusing on serving the real economy and developing new productive forces [3] - It has established a total scale of 30 billion yuan for a technology innovation fund and has supported various companies in issuing green bonds, with an underwriting scale of 12.4 billion yuan [3] - The company actively participates in the construction of the third pillar of the national pension system and promotes digital transformation [3] Group 3: Risk Management - The company views prudent risk management as essential for high-quality development, optimizing its risk control indicators system centered on net capital and liquidity [4] - It employs a six-step mechanism for risk assessment and management, ensuring a comprehensive risk management platform [4] - The company links risk control effectiveness to performance assessments, promoting a culture where every employee is responsible for risk management [4]