天风证券(601162)被证监会立案调查,受损投资者可依法索赔

Core Viewpoint - Tianfeng Securities has received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation into alleged violations of information disclosure and illegal financing practices, leading to a formal case being opened against the company [1][3]. Group 1: Announcement Details - On November 28, 2025, Tianfeng Securities announced that it received the CSRC's notice of case filing (No. 0052025018) due to suspected violations of the Securities Law and the Administrative Penalty Law of the People's Republic of China [1][3]. - The CSRC's decision to open a case is based on allegations of illegal information disclosure and financing practices [1][3]. Group 2: Investor Compensation - Investors who purchased Tianfeng Securities (601162) stock before November 28, 2025, and held or sold the stock at a loss on that date may be eligible for compensation, with final conditions to be determined by court rulings [2][5]. - Required documentation for compensation claims includes original trading statements stamped by the brokerage, copies of the investor's ID, and a confirmation of the securities account from the brokerage [5][6]. Group 3: Legal Representation - Lawyer Niu Bin from Shanghai Baiyue Law Firm, who has experience in representing numerous stock compensation cases, stated that investors suffering losses due to the company's violations have the right to seek compensation [4][6]. - The preliminary conditions for compensation registration are based on the announcement and may be subject to change following the CSRC's investigation and administrative penalties [6].

TF Securities-天风证券(601162)被证监会立案调查,受损投资者可依法索赔 - Reportify