蜂巢基金被罚90万,法定代表人被罚27万
Sou Hu Cai Jing·2025-12-12 10:23

Group 1 - The China Securities Regulatory Commission (CSRC) Dalian Regulatory Bureau issued an administrative penalty decision against Hive Equity Investment Fund Management (Dalian) Co., Ltd. and its responsible personnel for failing to fulfill its duties as a private fund manager [1][2] - Hive Fund was registered as a private equity and venture capital fund manager in May 2016 and currently manages 14 registered fund products, including Rongdao New Third Board Transfer No. 2 Private Investment Fund [1] - On April 16, 2024, Hive Fund informed its investors via email that it was unable to maintain normal operations due to insolvency, leading to a failure to manage its fund products and report annual financial statements as required [1][2] Group 2 - The actions of Hive Fund violated relevant provisions of the Private Fund Regulations, with Zhang Zhonghua, the then legal representative, manager, and executive director, being directly responsible for the violations [2] - The CSRC Dalian Regulatory Bureau decided to issue a warning and impose a fine of 900,000 yuan on Hive Fund, while Zhang Zhonghua received a warning and a fine of 270,000 yuan [2]