罚款2100万元、实控人终身禁入!优策投资遭监管严肃查处
Bei Jing Shang Bao·2025-12-12 10:27

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has imposed administrative penalties on Zhejiang Youce Investment Management Co., Ltd. for serious violations of private fund laws and regulations, including misappropriation of fund assets and submission of false information [1] Group 1: Penalties and Actions - Zhejiang Youce Investment was fined 21 million yuan (approximately 3 million USD) by the Zhejiang Securities Regulatory Bureau [1] - Three responsible individuals were fined a total of 14.25 million yuan (approximately 2.1 million USD) [1] - The actual controller of Youce Investment has been banned from the securities market for life [1] Group 2: Regulatory Measures - The CSRC will transfer any criminal clues related to the violations to public security authorities, adhering to the principle of transferring all relevant issues [1] - The misappropriation of private fund assets severely harms investors' legitimate rights and disrupts market order [1] - The CSRC is committed to implementing the new "National Nine Articles" requirements to rigorously investigate various illegal activities in private funds, aiming to eliminate bad actors and purify the market environment [1]

罚款2100万元、实控人终身禁入!优策投资遭监管严肃查处 - Reportify