塔牌集团股东因一致行动人认定错误收监管警示函及交易所监管函

Core Viewpoint - The announcement highlights that Guangdong Tapai Group Co., Ltd. received regulatory warnings due to incorrect disclosures regarding shareholder voting rights and ownership percentages, which were corrected from 5.26% to 4.95% [1][2][3]. Group 1: Regulatory Actions - The Guangdong Securities Regulatory Bureau issued a warning letter to shareholders, including EMERGING ASIA EQUITY FUND and its manager Hermes Investment Management Limited, for inaccurately identifying concerted actions among shareholders, violating regulations [1][3]. - The Shenzhen Stock Exchange also issued a regulatory letter, indicating that the incorrect identification of concerted actions was primarily the responsibility of the involved parties, and corrective actions were required [3]. Group 2: Shareholder Disclosures - On October 28, 2025, shareholders submitted a simplified equity change report, which initially disclosed a 5.26% ownership stake, later corrected to 4.95% after identifying that APG FUND did not possess voting rights [2]. - The company published a correction announcement on November 29, 2025, to clarify the inaccuracies in the initial disclosure [2]. Group 3: Company Response - Guangdong Tapai Group emphasized that the regulatory measures do not affect its normal business operations and management activities [4]. - The company plans to enhance oversight of investment managers and ensure compliance with information disclosure regulations to prevent future inaccuracies [4].