先锋期货业务存在多项违规行为，被深圳证监局采取监管谈话措施

Core Viewpoint - Shenzhen Securities Regulatory Bureau has decided to take regulatory measures against Pioneer Futures Co., Ltd. due to inadequate due diligence on third-party internet marketing partners and insufficient control over internet marketing activities, among other compliance issues [3][4]. Group 1: Compliance Issues - Pioneer Futures was found to have insufficient due diligence on third-party internet marketing partners and failed to effectively manage internet marketing activities [3]. - Certain business departments did not implement the company's compliance and risk control requirements, leading to violations of multiple regulations [3]. - There were instances where employees sent clients answers to risk assessment questionnaires and guided them to modify their answers, indicating a lack of appropriate management of trader suitability [3]. Group 2: Internal Control Deficiencies - The issues identified reflect deficiencies in Pioneer Futures' internal controls, particularly in the management of futures trading consulting services and network security [3]. - The company has not established a comprehensive internal control system covering all business areas, which is essential for compliance and risk management [3]. Group 3: Regulatory Actions - The Shenzhen Securities Regulatory Bureau has decided to implement regulatory talks with Pioneer Futures and requires the company to rectify the issues identified during the on-site inspection [3]. - The company is mandated to strengthen compliance and risk management in internet marketing and futures trading consulting, ensuring the protection of traders' legitimate rights [3]. - Specific individuals, including Chen Yanling and Li Junwei, have been subjected to regulatory measures due to their roles in the identified compliance failures [4].