先锋期货被监管谈话，涉内控缺陷等

Core Viewpoint - Shenzhen Securities Regulatory Bureau has issued an administrative regulatory decision targeting Pioneer Futures Co., Ltd. due to various compliance and internal control issues [1][2]. Group 1: Compliance Issues - Pioneer Futures has been found to have insufficient due diligence on third-party internet marketing partners and ineffective control over internet marketing activities [1]. - Certain business departments failed to implement the company's compliance and risk control requirements, leading to inappropriate management of trader suitability [1]. - Employees were reported to have sent clients answers to risk assessment questionnaires and guided them in modifying their responses, indicating a lack of proper oversight [1]. Group 2: Misleading Practices - The company's app contained exaggerated and misleading promotional content regarding trading strategies, which raises concerns about the integrity of its marketing practices [1]. Group 3: Security Management Deficiencies - Pioneer Futures has not established robust network and information security systems, resulting in inadequate cybersecurity measures [1]. - These deficiencies violate several regulations, including the "Measures for the Supervision and Administration of Futures Companies" and the "Measures for the Management of Futures Trading Consulting Business" [1]. Group 4: Regulatory Actions - In response to these issues, the Shenzhen Securities Regulatory Bureau has decided to implement regulatory talks as a measure against Pioneer Futures [2].