Polaris Bay (SH:600155) Zhong Guo Jing Ji Wang·2025-12-25 02:34Core Viewpoint - The Fujian Securities Regulatory Bureau issued a warning letter to Zhong Yicong for violating regulations related to the sale of financial products and providing unauthorized investment advice [1][6]. Regulatory Violations - Zhong Yicong engaged in activities such as promising clients that their principal would not be lost, offering economic compensation for losses, and providing improper benefits without being registered as a securities investment advisor [1][6]. - These actions contravened multiple regulations, including the "Measures for the Supervision and Administration of Publicly Raised Securities Investment Fund Sales Institutions" and the "Regulations on the Management of Securities Companies' Financial Product Distribution" [1][6][7]. Administrative Measures - The Fujian Securities Regulatory Bureau decided to issue a warning letter as an administrative supervisory measure based on the violations identified [1][6][7]. - The warning letter serves as a formal reprimand and indicates the regulatory authority's intention to enforce compliance with established financial regulations [1][6][7].