周末被罚,证监局出手!6000万理财巨亏超80%,实控人承诺先行补偿

Core Viewpoint - Shengyuan Environmental Protection announced a significant loss from a wealth management product managed by its wholly-owned subsidiary, leading to a commitment from the controlling shareholders to compensate for the investment principal loss [1][3][5]. Group 1: Financial Impact - The subsidiary invested RMB 60 million in a private fund product, which has incurred a cumulative loss of 81.54%, exceeding 10% of the company's annual net profit [3][5]. - As of December 25, the fund's unit net value dropped to RMB 0.1846, with a cumulative net growth rate of -81.54%, resulting in a loss of approximately RMB 46.92 million [5][6]. Group 2: Management Response - Following the discovery of the significant loss, the company established a special task force for emergency handling and initiated legal actions, including reporting to law enforcement and the China Securities Regulatory Commission [5][6]. - The company has taken measures to recover losses, including a commitment from an individual to bear joint liability for the investment loss, although only a partial payment of RMB 2 million has been received so far [6]. Group 3: Regulatory Actions - The company received a warning letter from the Xiamen Securities Regulatory Bureau due to the failure to timely disclose the significant losses incurred by its subsidiary [3]. - Initial investigations revealed violations by the fund manager, including unauthorized trading and falsification of fund net value information, prompting the company to report these issues to the authorities [6].

周末被罚,证监局出手!6000万理财巨亏超80%,实控人承诺先行补偿 - Reportify