涉嫌信披违规及募资使用不规范 京源环保及相关责任人被警示

Core Viewpoint - Jiangsu Jingyuan Environmental Protection Co., Ltd. has received administrative regulatory measures from the Jiangsu Securities Regulatory Bureau due to improper use of raised funds and discrepancies in corporate governance and information disclosure [1][2]. Group 1: Regulatory Actions - The Jiangsu Securities Regulatory Bureau has ordered the company to rectify its actions and issued warning letters to responsible individuals including Li Wulin, Ji Xianhua, Su Haijuan, and Qian Ye, which will be recorded in the securities and futures market integrity archives [1]. - The Shanghai Stock Exchange has also issued a regulatory warning to Jiangsu Jingyuan Environmental Protection and related responsible persons, emphasizing the need for effective measures to rectify the violations and improve information disclosure quality [1]. Group 2: Violations Identified - The company was found to have improperly used raised funds from its 2022 convertible bond issuance for non-project expenses, failing to disclose this accurately in its fundraising reports [2]. - Jiangsu Securities Regulatory Bureau identified that the actual governance status of the company did not align with its public disclosures, particularly regarding its management of Guangdong Huadi New Energy Environmental Protection Investment Co., Ltd., violating the Corporate Governance Standards for Listed Companies [2]. Group 3: Internal Control Issues - The violations reflect significant gaps in the company's internal control systems regarding fund management, information disclosure, and governance supervision, indicating a disconnect between institutional design and actual execution [3]. - Legal experts suggest that to achieve substantial improvement, the company must reconstruct its internal control responsibility chain and establish a rigid accountability system linking administrative regulatory consequences to the remuneration and positions of responsible individuals [3]. Group 4: Company Response - The company has expressed its commitment to addressing the issues highlighted in the regulatory measures, pledging to summarize, actively rectify, and submit a written report to the Jiangsu Securities Regulatory Bureau within the stipulated timeframe [3].