Core Viewpoint - KaYuan Securities has established a strategic partnership with Xi'an High-tech Zone, focusing on serving the real economy and supporting high-quality economic development in Shaanxi province through comprehensive financial services tailored for technology-oriented SMEs [2][6]. Group 1: Strategic Development and Market Position - The company aims to create a "first-class investment bank" by focusing on technology-oriented SMEs, which have high initial investment and risk but significant long-term returns and growth potential [2]. - KaYuan Securities has maintained the leading position in the New Third Board (NTE) by being the top in both the number of new listed companies and the number of companies under supervision for seven consecutive years since 2018, with a market share of 11.83% [3]. - The company ranks fifth in the industry for sponsoring North Exchange (NCE) listings, having sponsored 14 companies and raised 2.869 billion yuan, with over 90% being "specialized, refined, distinctive, and innovative" enterprises [4]. Group 2: Financial Services and Innovations - During the "14th Five-Year Plan" period, KaYuan Securities completed 228 targeted issuance projects, assisting listed companies in raising a total of 6.479 billion yuan, maintaining the highest number of issuances in the market for five consecutive years [3]. - The company has established a comprehensive financial service system covering the entire lifecycle of technology-oriented SMEs, aiming to provide the best comprehensive financial services for these enterprises [2]. - KaYuan Securities has issued 35.31 billion yuan in local government bonds and 151.732 billion yuan in corporate bonds, leading the bond financing industry in Shaanxi [8][9]. Group 3: Investment and Research Capabilities - The subsidiary KaYuan Sichuang manages 16 funds with a total scale of 4.569 billion yuan, focusing on strategic emerging industries, with 77% of investments directed towards "specialized, refined, distinctive, and innovative" enterprises [5]. - The company has published 1,595 research reports on the NCE and New Third Board, earning recognition as the best research team in the sector for three consecutive years [5]. - KaYuan Securities has invested in 13 technology innovation companies in Shaanxi, with a total investment of 305 million yuan, and has supported 38 local enterprises on the New Third Board [7]. Group 4: Regional Development and Community Engagement - The company is committed to deepening its services in Shaanxi, aligning with local industrial characteristics and resources to enhance the modern investment banking and wealth management service system [6]. - KaYuan Securities has actively engaged in regional industry research, participating in over 140 enterprise surveys and hosting more than 20 industry-finance exchange activities [10]. - The company has established partnerships with local enterprises and institutions to support the transformation of scientific and technological achievements into productive forces [12][13]. Group 5: Future Outlook - Looking ahead to the "15th Five-Year Plan," KaYuan Securities plans to focus on enhancing its role as a distinctive investment bank, emphasizing innovation and high-quality development in line with national economic strategies [14].
开源证券：水到渠成 躬耕一流特色投行
Sou Hu Cai Jing·2025-12-30 05:09