因开展私募基金业务存在违规行为，哈工雷神（嘉兴）投资被监管警示

Core Viewpoint - Zhejiang Securities Regulatory Bureau issued a warning letter to Harbin Engineering Thunder God (Jiaxing) Investment Management Co., Ltd. for failing to diligently fulfill management responsibilities in private equity fund operations, violating investment decision processes, and engaging in unauthorized fundraising activities [3]. Group 1: Regulatory Actions - The Zhejiang Securities Regulatory Bureau found that Harbin Engineering Thunder God (Jiaxing) Investment did not adhere to proper management duties, including violations in investment decision-making processes and improper fund repurchase extensions [3]. - The company was also noted for using third-party institutions without the necessary qualifications for fund sales, which is against regulatory requirements [3]. - A warning letter was issued as a supervisory measure, and the violations will be recorded in the securities and futures market integrity archives [3]. Group 2: Individual Accountability - Tang Xiaohan, the former main responsible person of Harbin Engineering Thunder God (Jiaxing) Investment, was held primarily accountable for the company's issues and also received a warning letter as a supervisory measure [3]. - His actions will similarly be recorded in the securities and futures market integrity archives [3].