纵横股份披露近五年监管情况 曾因收入跨期等问题多次收警示函

Core Viewpoint - Chengdu Zongheng Automation Technology Co., Ltd. disclosed its regulatory history over the past five years, indicating no penalties but several warnings and regulatory measures from the China Securities Regulatory Commission (CSRC) and the Shanghai Stock Exchange (SSE) [1] Regulatory Measures and Rectification - The CSRC issued two warning letters and two regulatory concern letters, while the SSE provided two oral warnings and one regulatory warning, all related to issues such as improper revenue recognition and inadequate disclosure of fundraising management [2][3] - Specific issues included the recognition of revenue of 14.64 million yuan in the wrong period, failure to capitalize certain R&D expenses amounting to 1.49 million yuan, and inaccuracies in the disclosure of fundraising replacement timing [2] - The company, along with its chairman and financial director, received warnings and has submitted rectification reports, committing to enhance legal compliance and internal controls [2] Additional Regulatory Concerns - Further concerns raised by the CSRC included lack of meeting records, non-compliance in account usage and accounting vouchers, and insufficient assessment of inventory net realizable value [3] - The company has completed self-inspection and rectification, reporting the results to the regulatory body [3] Recent Warnings - In late 2024, the CSRC and SSE issued warnings regarding insufficient provision for bad debts amounting to 2.226 million yuan and premature revenue recognition of 2.076 million yuan [4] - The company has implemented corrective measures and submitted a report following these warnings [4] Information Disclosure Issues - The SSE issued a warning in August 2025 due to the company's repeated requests for extensions in responding to inquiries about its 2023 annual report, violating timely disclosure regulations [5] - The company has conducted a self-inspection and implemented corrective actions in response to these issues [5]