西南证券密集落地治理优化举措 高管聘任、机构调整与审计团队焕新并行

Governance and Management Changes - Company has announced several governance measures including the establishment of a new Investment Banking Division and adjustments to the responsibilities of three departments within the Securities Investment Division [1] - The company has set the self-operated investment limit for 2026, with equity securities and derivatives investment not exceeding 80% of net capital, and non-equity investments not exceeding 400% of net capital, pending shareholder approval [1] - The company has appointed He Jiang as the new Chief Information Officer, who has extensive experience in financial technology and securities industry management [1] Audit and Compliance Enhancements - The company has strengthened its audit compliance by changing the signing auditor for the 2025 audit from Xiao Guichun to Tang Xueqin due to internal adjustments at the auditing firm Tianjian Accounting Firm [2] - Tang Xueqin has been involved in the company's audit work since 2022 and has signed the audit reports for 2022-2024, ensuring no adverse impact on the annual audit process [2]