Core Viewpoint - The China Securities Regulatory Commission (CSRC) has developed the "Implementation Measures for Supervision and Administration of Securities and Futures Markets," which will take effect on June 30, 2026, to enhance regulatory procedures and ensure compliance with legal frameworks [1][2]. Group 1: Overview of the Implementation Measures - The "Implementation Measures" consists of 25 articles that outline various types of regulatory measures, including 14 common actions such as orders for correction, regulatory talks, warning letters, and orders for regular reporting [2]. - The principles for implementing regulatory measures include legality, efficiency, and fairness, ensuring that actions are based on facts and proportional to the nature and severity of the violations [2]. - The procedural requirements for implementing regulatory measures cover evidence collection, decision-making, delivery, on-site enforcement, and special procedures for urgent situations [2]. Group 2: Feedback and Future Actions - The CSRC has previously solicited public opinions on the "Implementation Measures," receiving general approval and recognition from various stakeholders, which led to modifications and improvements based on the feedback [2]. - The CSRC will focus on the effective implementation of the "Implementation Measures" in the future [2].
【金融街发布】中国证监会发布《证券期货市场监督管理措施实施办法》