上交所就主板与科创板上市规则及规范运作指引修订公开征求意见

Core Viewpoint - The Shanghai Stock Exchange has initiated a public opinion solicitation for revising the listing rules and operational guidelines for the main board and the Sci-Tech Innovation Board, focusing on enhancing the regulatory framework for company secretaries and improving governance standards for directors and senior management [1] Group 1: Regulatory Framework for Company Secretaries - The revision aims to establish a comprehensive regulatory framework for company secretaries, covering their appointment, performance, and dismissal processes [1] - The goal is to strengthen the support measures for company secretaries to effectively fulfill their responsibilities in information disclosure, corporate governance, and internal and external communication [1] Group 2: Governance Standards for Directors and Senior Management - The rules will refine the regulations concerning directors and senior management, ensuring comprehensive oversight from qualification requirements to daily performance and departure procedures [1] - There will be an emphasis on urging directors and senior management to adhere to their duties of loyalty and diligence [1] - Companies will be required to establish a compensation management system linking the remuneration of directors and senior management to company performance and individual achievements, promoting alignment of interests [1] - The regulations will also impose stricter constraints on controlling shareholders and actual controllers, particularly regarding actions that could significantly harm the company, such as competing in the same industry [1]