Core Viewpoint - Xiamen Securities Regulatory Bureau issued a warning letter to Zhongke Investment (Xiamen) Equity Investment Fund Management Co., Ltd. due to inadequate management of investor suitability obligations in private fund operations [1][2]. Group 1: Regulatory Actions - The company failed to strictly perform its obligations regarding the suitability management of investors during the fundraising process for three private funds, including Xiamen Zhongke Jiayuan Innovation No. 1 Investment Partnership [1]. - There were instances where the company did not obtain or review relevant asset or income proof from qualified investors [1]. - The company did not follow the investment decision-making procedures as stipulated in the fund contract for the idle funds of the Xiamen Zhongke Jiayuan Innovation No. 1 Investment Partnership, violating relevant regulations [1]. Group 2: Compliance and Record Keeping - The Xiamen Securities Regulatory Bureau decided to issue a warning letter as a supervisory measure and will record the relevant situation in the company's integrity file [1].
因开展私募基金业务存违规问题 中科招商（厦门）股权投资基金被监管警示
Bei Jing Shang Bao·2026-01-04 15:18