因从事与私募基金管理无关业务,天津暖流企业管理咨询被监管警示
Bei Jing Shang Bao·2026-01-05 11:40
Group 1 - The core viewpoint of the article is that Tianjin Warm Flow Enterprise Management Consulting Co., Ltd. has violated regulations by engaging in activities unrelated to private equity fund management, leading to regulatory actions from the Tianjin Securities Regulatory Bureau [1] - The Tianjin Securities Regulatory Bureau has issued a warning letter as a supervisory measure against both Tianjin Warm Flow Enterprise Management Consulting Co., Ltd. and its employee Cheng Peng, who is held responsible for the violations [1] - The violations will be recorded in the integrity archives of the securities and futures market, indicating a formal reprimand and potential impact on the company's reputation [1]