因未穿透核查投资者是否合格等问题，广州因果投资管理被监管警示

Core Viewpoint - The Guangdong Securities Regulatory Bureau has issued a warning to Guangzhou Yinguo Investment Management Co., Ltd. for regulatory violations related to the management of its private equity fund, specifically regarding the verification of qualified investors and the safekeeping of investor suitability information [1] Group 1 - The Guangdong Securities Regulatory Bureau found that Guangzhou Yinguo Investment Management failed to properly verify whether the partners of a limited partnership in Tianjin were qualified investors [1] - The company also did not adequately safeguard certain investor suitability documents, which constitutes a violation of relevant regulations [1] - As a result, the regulatory body has decided to take administrative measures by issuing a warning letter and has mandated the company to address the identified issues and hold responsible personnel accountable [1] Group 2 - Guangzhou Yinguo Investment Management is required to submit a written rectification report within 30 days of receiving the decision notice [1]