恒泰期货青岛营业部被监管暂停期货经纪业务新开户三个月
Bei Jing Shang Bao·2026-01-06 11:48

Group 1 - The Qingdao Securities Regulatory Bureau announced that the client development business of Hengtai Futures Co., Ltd. Qingdao Branch was essentially outsourced, leading to significant deficiencies in internal control and risk management [1] - The situation was found to violate ongoing operational rules, severely jeopardizing the institution's stable operation and harming the legal rights of traders [1] - A notice was sent to Hengtai Futures Qingdao Branch on December 23, 2025, regarding corrective measures and a three-month suspension of new client accounts for futures brokerage business [1] Group 2 - Hengtai Futures Qingdao Branch was required to correct the identified issues within 30 working days from the receipt of the decision and submit a rectification report [1] - During the suspension period, the branch must maintain and service existing clients while conducting a comprehensive overhaul of internal controls and compliance risk management [1] - New client account openings can only resume after the suspension period ends and the branch passes the inspection and acceptance by the Qingdao Securities Regulatory Bureau [1]