宝新能源实控人叶华能因股权代持及违规减持被罚没3754万元

Core Viewpoint - The actual controller of Baoneng New Energy, Ye Huaneng, has been penalized by the Guangdong Securities Regulatory Bureau for failing to disclose shareholding arrangements and for illegal share reductions, resulting in a total fine and confiscation of 37.54 million yuan [1] Group 1: Regulatory Actions - Ye Huaneng received a warning and was fined 3.75429 million yuan by the Guangdong Securities Regulatory Bureau [1] - The penalty includes a fine of 2 million yuan for the failure to disclose shareholding arrangements and an additional fine of 1 million yuan for illegal share reductions [1] - The illegal share reduction involved a 1.1% reduction of shares, amounting to 141 million yuan [1] Group 2: Shareholding Details - In January 2017, Ye Huaneng decided to transfer 111 million shares (5.11% of total shares) held by Baoliwa Group to Ningyuanxi for holding on behalf [1] - The failure to disclose this holding arrangement to the listed company is the basis for the regulatory action taken against Ye Huaneng [1]