Core Viewpoint - The Tibet Securities Regulatory Bureau announced regulatory measures against Tibet Lianchuang Yongyuan Equity Investment Co., Ltd. for various violations in its private equity fund management activities [1]. Group 1: Regulatory Violations - Tibet Lianchuang Yongyuan Equity Investment was found to have failed to timely report and regularly update information regarding its personnel [1]. - The company did not maintain complete investor suitability documentation [1]. - Certain products exhibited characteristics of channel business with insufficient active management [1]. - The funds under management were involved in overdue external borrowing, constituting violations of regulations [1]. Group 2: Regulatory Actions - The Tibet Securities Regulatory Bureau decided to issue corrective supervision measures against Tibet Lianchuang Yongyuan Equity Investment [2]. - The violations will be recorded in the integrity archives of the securities and futures market [1].
因私募业务存多项违规行为,西藏联创永源股权投资被监管责令改正
Bei Jing Shang Bao·2026-01-08 10:31