最高奖励100万元!证监会公布《证券期货违法行为“吹哨人”奖励工作规定》
Bei Jing Shang Bao·2026-01-09 12:28

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has released new regulations to enhance the whistleblower reward system for reporting serious violations in the securities and futures markets, significantly increasing the reward amounts and improving protection for whistleblowers [1][2] Group 1: Regulation Changes - The name of the regulation has been changed from "Interim Provisions on Reporting Violations in Securities and Futures" to "Whistleblower Reward Work Regulations for Securities and Futures Violations" [1] - The conditions for rewards have been expanded to include major cases that severely disrupt market order, threaten financial security, or infringe on investors' rights, with the minimum penalty amount for rewards raised from 100,000 yuan to 1 million yuan [1] Group 2: Reward Standards - The reward percentage has been increased from 1% to 3% of the penalty amount collected from the violators [1] - The maximum reward for providing significant leads on illegal activities has been raised from 100,000 yuan to 500,000 yuan, with additional increases for cases of national significance or involving large sums [1] Group 3: Processing and Protection Mechanisms - The regulations emphasize strict confidentiality and protection of whistleblower rights, with clear procedures for handling cases and rewards [1] - Anonymity for whistleblowers is mandated, and any contact requiring their identity must follow a registration process [2] Group 4: Accountability and Oversight - A mechanism for accountability has been established to address negligence or misconduct by staff handling whistleblower leads, with potential legal consequences for serious violations [2]