深圳前海中证长凯投资被罚18万，总经理被罚6万

Core Viewpoint - Shenzhen Securities Regulatory Bureau has issued an administrative penalty decision against Shenzhen Qianhai Zhongzheng Changkai Investment Management Co., Ltd. and its legal representative and general manager, Fu Li, for failing to file private fund records as required by regulations [1][4]. Group 1: Violation Details - Zhongzheng Changkai managed seven private equity funds that were established and completed fundraising from June 2019 to December 2020 without proper filing [1][3]. - The company has not completed the necessary filing procedures for these private funds as of April 2025, violating the Private Fund Regulations and Management Measures [1][4]. Group 2: Penalties Imposed - The company was fined 180,000 yuan, while Fu Li received a warning and a fine of 60,000 yuan [4]. - The penalties were determined based on the nature, circumstances, and social harm of the violations, as well as the responsibilities of the involved parties [4]. Group 3: Defense and Rebuttal - Fu Li and the company argued that the funds originated from a trust and were under its control, claiming no substantial impact on public interest and asserting a lack of subjective fault regarding the filing omission [3]. - The regulatory body rejected these defenses, stating that the trust's actions do not exempt Zhongzheng Changkai from its filing obligations [3][4].